Lai, Ho Yin (SFC:AIH679) 黎浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-03-12 | 2008-08-04 |
| 2 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2011-08-10 | 2013-01-18 | Rep | Asset management | 2011-08-10 | 2013-01-18 | RO | Advising on securities | 2013-01-18 | 2014-08-31 | RO | Asset management | 2013-01-18 | 2014-08-31 |
| 3 | China Integrity Investment Limited | Rep | Advising on securities | 2006-06-16 | 2007-01-31 | Rep | Asset management | 2006-06-16 | 2007-01-31 |
| 4 | China Tonghai (IA) Limited | Rep | Advising on securities | 2004-04-12 | |
| 5 | First Shanghai Investment Management (HK) Limited | RO | Advising on securities | 2015-03-18 | RO | Asset management | 2015-03-18 |
| 6 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2004-07-30 | 2006-06-28 |
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