Chau, Kai Wing 周啟榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-05 | 2012-11-23 | RO | Dealing in securities | 2012-11-23 | 2014-05-19 |
2 | China Gather Wealth Financial Company Limited | Rep | Dealing in securities | 2009-08-11 | 2009-09-16 | Rep | Dealing in futures contracts | 2009-08-11 | 2010-12-20 | RO | Dealing in securities | 2009-09-16 | 2012-09-30 | RO | Dealing in futures contracts | 2010-12-20 | 2011-11-11 | Rep | Dealing in futures contracts | 2011-11-11 | 2012-09-30 |
3 | China Jianxin Financial Services Limited | Rep | Dealing in securities | 2016-10-04 | 2016-11-25 | RO | Dealing in securities | 2016-11-25 | 2019-02-28 | RO | Advising on securities | 2017-02-28 | 2019-02-28 |
4 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2015-08-31 | 2015-09-15 | RO | Dealing in securities | 2015-09-15 | 2016-10-03 |
5 | QUASAR SECURITIES CO., LIMITED | Rep | Dealing in securities | 2019-12-04 | 2020-03-16 | RO | Dealing in securities | 2020-03-16 | 2021-12-03 |
6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in futures contracts | 2005-09-21 | Rep | Dealing in futures contracts | 2006-08-04 | 2009-08-01 |
7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2005-09-21 | Rep | Dealing in securities | 2006-08-04 | 2006-11-23 | RO | Dealing in securities | 2006-11-23 | 2009-08-01 |
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