Chau, Kai Wing 周啟榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA DEMETER SECURITIES LIMITED Rep Dealing in securities 2012-10-05 2012-11-23
RO Dealing in securities 2012-11-23 2014-05-19
2 China Gather Wealth Financial Company Limited Rep Dealing in securities 2009-08-11 2009-09-16
Rep Dealing in futures contracts 2009-08-11 2010-12-20
RO Dealing in securities 2009-09-16 2012-09-30
RO Dealing in futures contracts 2010-12-20 2011-11-11
Rep Dealing in futures contracts 2011-11-11 2012-09-30
3 China Jianxin Financial Services Limited Rep Dealing in securities 2016-10-04 2016-11-25
RO Dealing in securities 2016-11-25 2019-02-28
RO Advising on securities 2017-02-28 2019-02-28
4 Minerva Holding Financial Securities Limited Rep Dealing in securities 2015-08-31 2015-09-15
RO Dealing in securities 2015-09-15 2016-10-03
5 QUASAR SECURITIES CO., LIMITED Rep Dealing in securities 2019-12-04 2020-03-16
RO Dealing in securities 2020-03-16 2021-12-03
6 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2004-06-01
Rep Asset management 2004-06-01
Rep Dealing in futures contracts 2005-09-21
Rep Dealing in futures contracts 2006-08-04 2009-08-01
7 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Automated trading services 2003-09-11
Rep Advising on corporate finance 2004-06-01
Rep Advising on securities 2004-06-01
Rep Asset management 2004-06-01
Rep Dealing in securities 2005-09-21
Rep Dealing in securities 2006-08-04 2006-11-23
RO Dealing in securities 2006-11-23 2009-08-01

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