Tse, Chi Ying 謝智英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Gather Wealth Financial Company Limited | RO | Dealing in futures contracts | 2003-11-24 | 2018-11-20 | Rep | Dealing in securities | 2005-04-01 | 2007-03-15 | RO | Dealing in securities | 2007-03-15 | 2024-01-04 | RO | Advising on securities | 2022-06-22 | 2024-01-04 | RO | Asset management | 2022-06-22 | 2024-01-04 |
| 2 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-15 | Rep | Advising on securities | 2003-11-15 | Rep | Asset management | 2003-11-15 | Rep | Dealing in securities | 2003-11-15 |
| 3 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Advising on futures contracts | 2003-11-15 | RO | Asset management | 2003-11-15 | RO | Dealing in futures contracts | 2003-11-15 |
| 4 | TRANS JOY SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-24 | 2005-04-01 |
| 5 | United Securities Limited (HK) | Rep | Advising on corporate finance | 2003-11-15 | Rep | Advising on securities | 2003-11-15 | Rep | Asset management | 2003-11-15 | Rep | Automated trading services | 2003-11-15 | Rep | Dealing in securities | 2003-11-15 |
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