Wu, Ngai Pan 胡毅彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-01-16 | 2017-09-29 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-01-16 | 2017-03-31 | RO | Dealing in securities | 2017-03-31 | 2017-09-29 |
| 3 | China Gather Wealth Financial Company Limited | Rep | Dealing in securities | 2011-02-09 | 2012-11-30 |
| 4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-07-15 | 2017-01-01 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-26 | 2017-01-01 |
| 6 | DLJ Real Estate Capital Partners (HK), Limited | Rep | Advising on securities | 2022-04-20 | 2022-05-11 | Rep | Dealing in securities | 2022-04-20 | 2022-05-11 | RO | Advising on securities | 2022-05-11 | RO | Dealing in securities | 2022-05-11 |
| 7 | Holly International Asset Management Company Limited | RO | Advising on securities | 2019-05-07 | 2020-12-31 |
| 8 | Holly International Financial Holdings Limited | Rep | Dealing in securities | 2017-10-25 | 2017-11-17 | Rep | Dealing in futures contracts | 2017-10-25 | 2020-12-31 | RO | Dealing in securities | 2017-11-17 | 2020-12-31 |
| 9 | Po Tai Securities (Hong Kong) Limited | RO | Advising on securities | 2021-01-05 | 2022-01-05 | RO | Dealing in securities | 2021-01-05 | 2022-01-05 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-06-13 | 2015-05-15 |
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