Chan, Bing Leung 陳炳樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIVE STATES CAPITAL RESOURCES LIMITED | Rep | Advising on securities | 2017-09-05 | 2017-09-14 | Rep | Asset management | 2017-09-05 | 2017-09-14 | RO | Advising on securities | 2017-09-14 | 2022-09-01 | RO | Asset management | 2017-09-14 | 2022-09-01 | RO | Dealing in securities | 2018-06-05 | 2022-06-01 |
| 2 | Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-10-19 | 2010-09-04 | Rep | Asset management | 2009-10-19 | 2010-09-04 | Rep | Advising on securities | 2011-09-05 | 2013-11-15 | Rep | Asset management | 2011-09-05 | 2013-11-15 |
| 3 | Imperium International Asset Management Limited | Rep | Advising on securities | 2016-01-27 | 2016-04-29 | Rep | Asset management | 2016-01-27 | 2016-04-29 | Rep | Advising on futures contracts | 2016-04-29 | 2017-08-31 | RO | Advising on securities | 2016-04-29 | 2017-08-31 | RO | Asset management | 2016-04-29 | 2017-08-31 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-26 | 2009-10-07 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-26 | 2009-10-07 |
| 6 | Shangding International Asset Management Company Limited | Rep | Asset management | 2014-08-05 | 2014-12-05 |
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