Wang, Yi (SFC:APH806) 汪翊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-07-27 | 2008-03-20 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2008-03-20 |
| 3 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2014-06-10 | 2014-06-20 | Rep | Asset management | 2014-06-10 | 2014-06-20 | RO | Advising on securities | 2014-06-20 | 2017-10-30 | RO | Asset management | 2014-06-20 | 2017-10-30 |
| 4 | Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-09-24 | 2012-07-26 | Rep | Asset management | 2009-10-19 | 2012-07-26 | RO | Advising on securities | 2012-07-26 | 2014-05-31 | RO | Asset management | 2012-07-26 | 2014-05-31 |
| 5 | Mega Success Investment Management Limited | RO | Advising on securities | 2017-12-28 | 2018-10-04 | RO | Asset management | 2017-12-28 | 2018-10-04 |
| 6 | NEXTCORE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-05-21 | RO | Asset management | 2019-05-21 |
| 7 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-01 | 2009-08-31 | Rep | Advising on securities | 2009-08-10 | 2009-08-31 |
| 8 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-23 | 2009-05-23 | Rep | Advising on securities | 2008-05-22 | 2009-05-23 |
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