Lau, Kwok Ho 劉國豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | |
| 2 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-12 | |
| 3 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-23 | |
| 4 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-04-19 | 2007-03-16 |
| 5 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-04-17 | 2010-09-10 |
| 6 | FULBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2011-06-14 | 2012-05-24 |
| 7 | South West Capital Limited (d2013-12-11) | RO | Advising on corporate finance | 2012-06-07 | 2012-10-25 |
| 8 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-11-12 | 2013-01-02 |
| 9 | GUOTAI JUNAN CAPITAL LIMITED | RO | Advising on corporate finance | 2013-01-02 | 2013-06-04 |
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