Chirikiri, Soichi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAINWELL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-20 | Rep | Asset management | 2003-06-20 | Rep | Advising on securities | 2015-12-04 | Rep | Dealing in securities | 2015-12-04 | Rep | Asset management | 2004-09-13 | 2015-12-04 | RO | Advising on securities | 2015-12-04 | 2017-07-17 | RO | Asset management | 2015-12-04 | 2017-07-17 | RO | Dealing in securities | 2015-12-04 | 2017-07-17 |
| 2 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Advising on securities | 2023-06-28 | Rep | Dealing in securities | 2023-06-28 |
| 3 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-08-28 | 2023-04-04 | Rep | Dealing in securities | 2017-08-28 | 2023-04-04 |
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