Takei, Akio (SFC:ACR988)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAINWELL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-17 | Rep | Asset management | 2003-06-17 | Rep | Advising on securities | 2012-06-30 | Rep | Dealing in securities | 2012-06-30 | Rep | Asset management | 2004-09-13 | 2012-06-30 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-11-01 | 2015-06-30 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2012-11-01 | 2015-06-30 | Rep | Dealing in securities | 2012-11-01 | 2015-06-30 |
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