Lam, Kar Leung 林家良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | RO | Dealing in securities | 2008-01-08 | 2009-02-28 |
| 2 | ASG FUTURES LIMITED | RO | Advising on futures contracts | 2003-09-04 | RO | Asset management | 2003-09-04 | RO | Dealing in futures contracts | 2004-06-25 |
| 3 | ASG MANAGEMENT LIMITED (HK) | RO | Advising on corporate finance | 2003-09-04 | RO | Advising on securities | 2003-09-04 | RO | Asset management | 2003-09-04 | RO | Dealing in securities | 2004-06-30 |
| 4 | CHI CAPITAL SECURITIES LIMITED | Rep | Advising on securities | 2006-03-07 | 2006-05-25 | Rep | Dealing in securities | 2006-03-07 | 2006-05-25 | RO | Advising on securities | 2006-05-25 | 2007-12-01 | RO | Dealing in securities | 2006-05-25 | 2007-12-01 | RO | Advising on securities | 2010-03-09 | 2010-12-16 | RO | Dealing in securities | 2010-03-09 | 2010-12-16 |
| 5 | CVP Securities Limited | RO | Dealing in securities | 2004-07-09 | 2005-12-31 | RO | Dealing in futures contracts | 2005-05-06 | 2005-12-31 | Rep | Dealing in futures contracts | 2005-12-31 | 2006-02-10 | Rep | Dealing in securities | 2005-12-31 | 2006-02-10 |
| 6 | GBS INTERNATIONAL FINANCIAL LIMITED | RO | Dealing in futures contracts | 2009-06-15 | 2009-09-30 |
| 7 | Merdeka Securities Limited | Rep | Dealing in securities | 2011-01-05 | 2011-01-28 | RO | Dealing in securities | 2011-01-28 | 2016-12-30 |
| 8 | RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2017-01-24 | 2018-03-29 |
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