Wong, Sonny Kim Leong 黃劍亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on securities | 2005-04-20 | 2005-11-01 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2005-11-09 | 2006-11-15 |
| 3 | Grace Financial Limited (HK) | Rep | Advising on securities | 2011-07-11 | 2013-04-30 |
| 4 | LLOYDS TSB PACIFIC LIMITED | Rep | Asset management | 2005-04-20 | 2005-11-01 |
| 5 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2005-11-09 | 2006-11-15 |
| 6 | Grace Financial Limited (HK) | Rep | Asset management | 2011-07-11 | 2013-04-30 |
| 7 | LLOYDS TSB PACIFIC LIMITED | Rep | Dealing in securities | 2005-04-20 | 2005-11-01 |
| 8 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2005-11-09 | 2006-11-15 |
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