Shen, Tailong 沈泰龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Futures Company Limited | RO | Advising on futures contracts | 2017-08-29 | 2022-12-12 | RO | Dealing in futures contracts | 2017-08-29 | 2022-12-12 |
| 2 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-11-23 | 2022-12-12 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2023-03-16 | 2023-10-30 | Rep | Dealing in futures contracts | 2023-03-16 | 2023-10-30 | Rep | Dealing in securities | 2023-03-16 | 2023-10-30 |
| 4 | MAGIC COMPASS FUTURES LIMITED | RO | Advising on futures contracts | 2023-11-29 | RO | Dealing in futures contracts | 2023-11-29 |
| 5 | Prime Cdex Securities Limited | RO | Dealing in securities | 2023-11-29 | |
| 6 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2008-10-31 | 2011-07-04 | RO | Dealing in futures contracts | 2011-07-04 | 2017-05-10 |
| 7 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-11-01 | 2017-05-10 |
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