Yuan, Yuan (SFC:ASM187) 原渊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | RO | Dealing in futures contracts | 2009-04-28 | 2017-11-21 |
2 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-11-01 | |
3 | SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2018-02-21 |
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