Chan, Wai Sing 陳偉星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-30 | 2015-07-04 |
| 2 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2015-07-16 | 2016-08-19 |
| 3 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-11-25 | 2012-04-25 |
| 4 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-05-15 | 2014-03-31 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-06-01 | 2014-04-25 | Rep | Dealing in futures contracts | 2013-05-21 | 2014-04-25 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2017-11-28 | 2019-04-28 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2017-11-28 | 2019-04-28 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2019-08-13 | 2020-08-28 | Rep | Dealing in securities | 2019-08-13 | 2020-08-28 |
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