Lee, Kin Lam (SFC:ABP943) 李健林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUODU SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2009-03-20 | RO | Advising on securities | 2010-07-07 |
| 2 | TISCO GLOBAL SECURITIES LIMITED | RO | Advising on securities | 2007-07-24 | 2008-06-26 | RO | Dealing in securities | 2007-07-24 | 2008-06-26 |
| 3 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-07-20 | Rep | Advising on securities | 2004-07-20 | Rep | Asset management | 2004-07-20 | Rep | Dealing in securities | 2005-09-06 | RO | Advising on securities | 2005-09-06 | 2008-06-26 | RO | Dealing in securities | 2005-09-06 | 2008-06-26 |
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