Pang, Tommy Chun Wai 彭震威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUODU FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-12-27 | 2014-11-07 | RO | Dealing in futures contracts | 2014-11-07 | 2017-03-10 | RO | Advising on futures contracts | 2015-07-10 | 2017-03-10 |
| 2 | GUODU SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-17 | 2016-06-15 | RO | Advising on securities | 2016-06-15 | 2017-03-10 | RO | Dealing in securities | 2016-06-15 | 2017-03-10 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-10-18 | 2009-07-04 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-18 | 2009-07-04 | Rep | Advising on securities | 2008-03-20 | 2009-07-04 |
| 5 | SDG Futures (HK) Limited | RO | Dealing in futures contracts | 2018-08-16 | 2019-12-24 |
| 6 | SDG Securities (HK) Limited | RO | Dealing in securities | 2018-08-16 | 2023-12-29 | RO | Advising on securities | 2019-10-09 | 2023-12-29 | RO | Advising on futures contracts | 2020-01-17 | 2023-12-29 | RO | Dealing in futures contracts | 2020-01-17 | 2023-12-29 |
| 7 | SORRENTO SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-20 | 2017-04-13 | RO | Dealing in securities | 2017-04-13 | 2017-10-31 | RO | Advising on securities | 2017-09-12 | 2017-10-31 |
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