Ng, Wai (SFC:ANI759) 吳煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Asset Management Company Limited | RO | Advising on securities | 2014-04-14 | 2019-01-14 | Rep | Asset management | 2015-05-14 | 2016-02-04 | RO | Asset management | 2016-02-04 | 2019-01-14 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2013-05-28 | 2013-08-06 | Rep | Dealing in securities | 2013-05-28 | 2013-08-06 | RO | Advising on securities | 2013-08-06 | 2015-05-28 | RO | Dealing in securities | 2013-08-06 | 2015-05-28 | RO | Advising on securities | 2016-02-04 | 2019-01-14 | RO | Dealing in securities | 2016-02-04 | 2019-01-14 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2010-03-26 | 2011-01-20 | Rep | Dealing in securities | 2010-03-26 | 2011-01-20 | RO | Advising on securities | 2011-01-20 | 2013-05-10 | RO | Dealing in securities | 2011-01-20 | 2013-05-10 |
| 4 | HUNG SING ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-08-23 | RO | Asset management | 2019-08-23 |
| 5 | HUNG SING SECURITIES LIMITED | RO | Advising on securities | 2019-04-30 | RO | Asset management | 2019-04-30 | RO | Dealing in securities | 2019-04-30 |
| 6 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2009-08-31 | 2009-10-09 |
| 7 | Mason Securities Limited | Rep | Advising on securities | 2008-09-11 | 2009-10-09 | Rep | Dealing in securities | 2008-09-11 | 2009-10-09 |
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