Cao, Hui (SFC:AVM093) 曹輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2011-06-29 | 2014-06-06 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-09-24 | 2011-02-17 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2023-04-17 | Rep | Asset management | 2023-04-17 |
| 4 | Prudence Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2017-04-20 | 2018-09-21 | Rep | Asset management | 2017-04-20 | 2018-09-21 | Rep | Dealing in securities | 2017-07-24 | 2018-09-21 |
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