Chan, Joe Cho Lit 陳棗烈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Central Asset Investments and Management Holdings (HK) Limited | Rep | Asset management | 2005-09-28 | 2008-09-09 |
2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-03-14 | 2014-01-01 | Rep | Advising on securities | 2013-10-04 | 2014-01-01 |
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