Chau, Ka Wing (SFC:AVE765) 周家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2010-07-06 | 2011-05-03 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-06-08 | 2011-05-03 |
| 3 | FTFT International Securities and Futures Limited | RO | Advising on securities | 2021-10-07 | 2022-08-10 | RO | Dealing in futures contracts | 2021-10-07 | 2022-08-10 | RO | Dealing in securities | 2021-10-07 | 2022-08-10 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-06-21 | 2014-05-03 | Rep | Dealing in securities | 2011-06-21 | 2014-05-03 | Rep | Dealing in futures contracts | 2014-12-12 | 2017-11-29 | Rep | Advising on securities | 2015-01-15 | 2017-11-29 | Rep | Dealing in securities | 2015-01-15 | 2017-11-29 | RO | Advising on securities | 2017-11-29 | 2019-04-26 | RO | Dealing in futures contracts | 2017-11-29 | 2019-04-26 | RO | Dealing in securities | 2017-11-29 | 2019-04-26 |
| 5 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2014-05-08 | 2014-11-22 |
| 6 | Silk Road International Capital Limited | RO | Advising on securities | 2022-11-03 | 2023-03-23 | RO | Dealing in securities | 2022-11-03 | 2023-03-23 |
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