Fan, Yang (SFC:AUT752) 范陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-03-11 | 2017-02-20 | Rep | Advising on securities | 2015-03-11 | 2017-02-20 | Rep | Dealing in securities | 2015-03-11 | 2017-02-20 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-06-20 | 2015-01-30 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2011-02-24 | 2014-05-30 |
| 4 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-03-24 | 2011-01-07 |
| 5 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-04-22 | 2011-02-01 |
| 6 | SDG Asset Management (HK) Limited | Rep | Advising on securities | 2017-03-15 | 2022-11-10 | Rep | Asset management | 2017-03-15 | 2022-11-10 | RO | Advising on securities | 2022-11-10 | RO | Asset management | 2022-11-10 |
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