Kin, Shunei 金春瑛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-07-14 | 2012-06-01 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2012-08-30 | 2013-08-02 | Rep | Asset management | 2012-08-30 | 2013-08-02 | Rep | Advising on securities | 2014-01-29 | 2016-10-01 | Rep | Asset management | 2015-06-05 | 2016-10-01 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-08-30 | 2013-08-02 | Rep | Asset management | 2012-08-30 | 2013-08-02 | Rep | Advising on securities | 2014-01-29 | 2016-10-01 | Rep | Asset management | 2015-06-05 | 2016-10-01 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2012-07-18 | 2013-08-02 | Rep | Advising on securities | 2012-08-30 | 2013-08-02 | Rep | Asset management | 2012-08-30 | 2013-08-02 | Rep | Advising on securities | 2014-01-29 | 2016-10-01 | Rep | Dealing in securities | 2014-01-29 | 2016-10-01 | Rep | Asset management | 2015-06-05 | 2016-10-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-10-25 | 2021-08-06 | Rep | Advising on securities | 2019-04-16 | 2021-08-06 |
| 6 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2008-12-31 | 2011-06-30 |
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