Lam, Sai Wing (SFC:AVL286) 林世榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2011-08-22 | 2012-11-08 | Rep | Dealing in futures contracts | 2012-11-28 | 2013-07-12 | Rep | Dealing in securities | 2012-11-28 | 2013-07-12 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-07-22 | 2011-07-27 |
| 3 | HD Capital Limited | Rep | Asset management | 2015-12-15 | 2018-07-15 |
| 4 | INTEWISE CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2019-02-15 | 2020-12-14 |
| 5 | Rencent International Asset Management Company Limited | RO | Asset management | 2021-01-22 | RO | Advising on securities | 2021-04-20 |
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