Lu, Yapeng 呂亞鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-08-15 | 2018-06-01 | Rep | Asset management | 2014-08-15 | 2018-06-01 | Rep | Dealing in securities | 2014-08-15 | 2018-06-01 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-10-15 | 2014-08-07 |
| 3 | Greater Bay Area Development Fund Management Limited | Rep | Advising on securities | 2021-12-13 | 2022-12-20 | Rep | Asset management | 2021-12-13 | 2022-12-20 | Rep | Dealing in securities | 2021-12-13 | 2022-12-20 | RO | Advising on securities | 2022-12-20 | 2023-08-08 | RO | Asset management | 2022-12-20 | 2023-08-08 | RO | Dealing in securities | 2022-12-20 | 2023-08-08 | Rep | Advising on securities | 2023-08-08 | 2023-11-24 | Rep | Asset management | 2023-08-08 | 2023-11-24 | Rep | Dealing in securities | 2023-08-08 | 2023-11-24 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2011-02-24 | 2013-09-27 |
| 5 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-01-21 | 2011-01-07 |
| 6 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-04-13 | 2011-02-01 |
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