Qiu, Haiyan 邱海燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-09-29 | 2016-08-01 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2011-02-24 | 2012-05-30 | RO | Advising on securities | 2012-05-30 | 2014-09-05 |
| 3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-06-25 | 2011-02-01 |
| 4 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2008-09-23 | 2010-06-01 |
| 5 | SBI China Capital Securities Limited | Rep | Advising on securities | 2007-05-17 | 2010-06-01 |
| 6 | SPQ Asia Capital Limited | Rep | Asset management | 2016-09-06 | 2017-10-04 |
| 7 | Tongfang Securities Limited | Rep | Asset management | 2018-02-13 | 2021-05-21 | Rep | Advising on securities | 2018-05-15 | 2018-05-31 | RO | Advising on securities | 2018-05-31 | 2021-05-21 |
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