Tsui, Yee Him 崔以謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-04-11 | 2012-06-05 | Rep | Dealing in securities | 2011-04-11 | 2012-06-05 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-06-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-04-01 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-13 | 2021-04-01 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-02-15 | 2010-10-21 |
| 5 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-08-03 | 2010-10-21 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-15 | 2010-10-21 |
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