Wang, Ling (SFC:ATC057) 王玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-06-15 | 2009-10-07 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-03-21 | 2023-06-19 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2016-03-03 | 2016-04-13 | Rep | Advising on securities | 2022-01-21 | 2023-06-19 | Rep | Dealing in securities | 2022-01-21 | 2023-06-19 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2010-03-29 | 2015-09-02 | Rep | Dealing in securities | 2010-03-29 | 2015-09-02 | Rep | Advising on futures contracts | 2013-07-26 | 2015-09-02 | Rep | Dealing in futures contracts | 2013-07-26 | 2015-09-02 |
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