Ng, Kai Ni 吳佳妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2003-08-12 | Rep | Dealing in securities | 2003-08-13 |
| 2 | HANG SENG SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-14 | 2019-06-27 | Rep | Advising on securities | 2007-06-07 | 2019-06-27 |
| 3 | Shacom Securities Limited | Rep | Dealing in securities | 2004-11-05 | 2007-05-04 |
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