Li, Siu Fong 李少芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TIMES SECURITIES LIMITED | RO | Dealing in securities | 2013-08-01 | 2020-10-07 |
| 2 | HANG TAI SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-18 | Rep | Advising on securities | 2005-01-18 | Rep | Asset management | 2005-01-18 | Rep | Dealing in securities | 2008-01-17 | RO | Dealing in securities | 2008-01-17 | 2013-08-01 |
| 3 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2023-04-04 | 2023-05-08 | RO | Dealing in securities | 2023-05-08 |
| 4 | Ruisen Port Securities Limited | Rep | Dealing in securities | 2021-04-01 | 2022-08-15 |
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