Mo, Thomas Hin Yee 毛衍懿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-30 | 2011-07-28 | RO | Dealing in futures contracts | 2011-07-28 |
| 2 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2011-05-30 | 2014-03-05 | RO | Dealing in securities | 2014-03-05 |
| 3 | HANTEC WEALTH MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-06-02 | RO | Asset management | 2022-06-02 |
| 4 | HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2011-05-08 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2011-05-08 |
| 8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2011-05-08 |
| 9 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in futures contracts | 2006-05-01 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Automated trading services | 2004-01-14 | Rep | Dealing in securities | 2006-05-01 |
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