Wong, David Kwok On 王國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANTEC FUTURES LIMITED | RO | Dealing in futures contracts | 2008-12-19 | 2009-07-31 | Rep | Dealing in futures contracts | 2009-07-31 | 2010-11-03 | RO | Dealing in futures contracts | 2010-11-03 |
| 2 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2007-09-06 | |
| 3 | PHOENIX CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-15 | 2005-12-28 |
| 4 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-04-15 | 2007-09-01 | Rep | Dealing in futures contracts | 2006-07-06 | 2007-09-01 |
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