Lui, Lap Man 呂立文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-08-16 | Rep | Asset management | 2003-08-16 | Rep | Dealing in futures contracts | 2003-08-16 | Rep | Dealing in futures contracts | 2005-10-28 | 2009-09-01 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 | Rep | Dealing in securities | 2003-08-16 | Rep | Dealing in securities | 2005-10-28 | 2009-09-01 |
| 3 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-09 | 2013-03-31 |
| 4 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2009-09-09 | 2013-03-31 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2013-04-02 | 2020-09-30 | Rep | Dealing in securities | 2013-04-02 | 2020-09-30 |
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