Li, Thomas Kin Man 李健文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-02-20 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2004-02-20 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2004-02-20 | |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-04-13 | CHIEF SECURITIES LIMITED | Rep | 2004-05-13 | 2005-08-08 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 2005-08-10 | 2010-02-28 | HANTEC SECURITIES CO., LIMITED | Rep | 2010-07-09 | 2018-07-31 | KGI ASIA LIMITED | Rep | 2018-08-09 |
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