Lam, Kwan (SFC:AIN831) 林崑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Dealing in securities | 2004-12-09 | Rep | Advising on securities | 2008-05-30 |
| 2 | Highland Financial Group Limited | RO | Advising on securities | 2011-06-03 | 2012-08-10 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2008-10-22 | 2009-03-13 | Rep | Advising on securities | 2009-09-09 | 2009-12-18 |
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