Lee, Joseph Wau Chi 李會智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2017-06-01 | |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2017-06-01 | |
| 3 | OCBC Securities Brokerage (Hong Kong) Limited | RO | Advising on corporate finance | 2003-11-08 | |
| 4 | OCBC Securities Brokerage (Hong Kong) Limited | RO | Advising on securities | 2003-11-08 | |
| 5 | OCBC Securities Brokerage (Hong Kong) Limited | RO | Asset management | 2003-11-08 | |
| 6 | OCBC Securities Brokerage (Hong Kong) Limited | RO | Automated trading services | 2003-07-21 | |
| 7 | OCBC Futures Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2007-01-08 | 2017-01-01 |
| 8 | OCBC Securities Brokerage (Hong Kong) Limited | RO | Dealing in securities | 2017-01-01 |
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