Tam, Hon Wai 譚漢威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAH SING SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-01 | Rep | Advising on securities | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Dealing in securities | 2004-03-01 |
| 2 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-06-07 | 2013-05-25 |
| 3 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-07 | 2013-05-25 |
| 4 | PO SANG SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-07 | Rep | Dealing in futures contracts | 2013-06-07 | 2022-05-30 |
| 5 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-03-03 | 2006-05-12 |
| 6 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-03 | 2006-05-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy