Tam, Hon Wai 譚漢威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-03 | 2006-05-12 |
| 2 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-03-03 | 2006-05-12 |
| 3 | PO SANG SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-07 | Rep | Dealing in futures contracts | 2013-06-07 | 2022-05-30 |
| 4 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-07 | 2013-05-25 |
| 5 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-06-07 | 2013-05-25 |
| 6 | DAH SING SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-01 | Rep | Advising on securities | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Dealing in securities | 2004-03-01 |
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