Shum, Anita Kit Lan 沈潔蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Chariot Capital Management Limited | RO | Asset management | 2014-03-07 | 2023-06-01 |
2 | HT CAPITAL MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-05-21 | Rep | Advising on securities | 2003-05-21 | Rep | Asset management | 2004-03-25 | RO | Asset management | 2004-03-25 | 2004-06-12 | Rep | Asset management | 2004-06-12 | 2004-10-15 | Rep | Asset management | 2005-06-22 | 2007-07-13 | RO | Asset management | 2007-07-13 | 2013-04-27 |
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