Line, Kwai Chun (SFC:ACK809) 楊貴珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Planetree Securities Limited | RO | Advising on corporate finance | 2004-09-20 | |
| 2 | Planetree Futures Limited | RO | Advising on futures contracts | 2004-09-20 | ON EXCEL ASSET MANAGEMENT LIMITED | RO | 2019-12-05 | 2022-05-06 |
| 3 | Planetree Securities Limited | RO | Advising on securities | 2004-09-20 | ON EXCEL ASSET MANAGEMENT LIMITED | RO | 2019-12-05 | 2022-05-06 |
| 4 | Planetree Futures Limited | RO | Asset management | 2004-09-20 | Planetree Securities Limited | RO | 2004-09-20 | Planetree Asset Management Limited (HK) | Rep | 2012-12-20 | 2018-11-05 | Planetree Asset Management Limited (HK) | RO | 2018-11-05 | 2019-02-27 | ON EXCEL ASSET MANAGEMENT LIMITED | RO | 2019-12-05 | 2022-05-06 |
| 5 | Planetree Futures Limited | RO | Dealing in futures contracts | 2019-02-27 | YEW TREE LIMITED | RO | 2019-09-03 | 2022-05-06 |
| 6 | Planetree Securities Limited | RO | Dealing in securities | 2019-02-27 | BERICH BROKERAGE LIMITED | Rep | 2019-02-28 | 2019-03-25 | YEW TREE LIMITED | Rep | 2019-03-28 | 2019-06-11 | YEW TREE LIMITED | RO | 2019-06-11 | 2022-05-06 |
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