Chan, Juliana Pui Ling 陳佩玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ON EXCEL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-02-25 | 2022-05-06 | Rep | Advising on securities | 2020-02-25 | 2022-05-06 | Rep | Asset management | 2020-02-25 | 2022-05-06 |
2 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2018-04-27 | 2018-09-22 |
3 | Planetree Futures Limited | Rep | Dealing in futures contracts | 2015-10-16 | 2018-09-22 |
4 | Planetree Securities Limited | Rep | Advising on corporate finance | 2003-10-14 | Rep | Advising on securities | 2003-10-14 | Rep | Asset management | 2003-10-14 | Rep | Dealing in securities | 2004-03-02 | RO | Dealing in securities | 2004-03-02 | 2018-09-22 |
5 | YEW TREE LIMITED | RO | Dealing in securities | 2018-09-28 | 2022-07-14 | Rep | Dealing in futures contracts | 2019-10-16 | 2019-11-14 | RO | Dealing in futures contracts | 2019-11-14 | 2022-07-14 |
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