Tam, Yuk Kwan 譚毓均
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2003-08-13 | 2003-11-21 |
| 2 | F.T.M.F. DISTRIBUTION LIMITED | Rep | Advising on securities | 2016-01-18 | 2016-02-24 | Rep | Asset management | 2016-01-18 | 2016-02-24 | RO | Advising on securities | 2016-02-24 | 2020-10-31 | RO | Asset management | 2016-02-24 | 2020-10-31 | RO | Dealing in securities | 2019-03-11 | 2020-10-31 |
| 3 | Mackenzie Investments Asia Limited | Rep | Advising on securities | 2005-02-04 | 2006-01-25 | Rep | Asset management | 2005-02-04 | 2006-01-25 | Rep | Advising on futures contracts | 2005-02-04 | 2006-09-30 | RO | Advising on securities | 2006-01-25 | 2014-12-12 | RO | Asset management | 2006-01-25 | 2014-12-12 |
| 4 | Oriental Ever Investment Limited | Rep | Dealing in securities | 2020-11-04 | 2020-12-16 | RO | Dealing in securities | 2020-12-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy