Shum, Ka Lun 沈家麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2008-04-15 | 2024-08-26 | Rep | Asset management | 2015-09-14 | 2017-08-07 | RO | Asset management | 2017-08-07 | RO | Advising on securities | 2024-08-26 | RO | Dealing in securities | 2024-08-26 |
| 2 | iFAST Global Markets (HK) Limited | RO | Asset management | 2017-09-18 |
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