Fischer, Simon John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Dealing in securities | 2010-10-08 | 2012-09-21 | Rep | Advising on securities | 2012-07-11 | 2012-11-01 | RO | Dealing in securities | 2012-09-21 | 2012-11-01 |
| 2 | Tora Trading Services Limited (HK) | Rep | Automated trading services | 2013-08-05 | 2013-12-16 | Rep | Dealing in securities | 2013-08-05 | 2013-12-16 | RO | Automated trading services | 2013-12-16 | 2020-10-31 | RO | Dealing in securities | 2013-12-16 | 2020-10-31 | RO | Dealing in futures contracts | 2018-07-25 | 2020-10-31 |
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