Shin, Dong Kee 申東起
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2010-04-20 | 2013-01-04 | Rep | Dealing in securities | 2010-04-20 | 2013-01-04 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-04-21 | 2004-10-21 | RO | Dealing in securities | 2004-10-21 | 2006-08-01 | Rep | Dealing in securities | 2006-08-01 | 2006-11-25 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-22 | 2009-08-19 | Rep | Advising on corporate finance | 2007-11-12 | 2009-08-19 |
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