Shin, Dong Kee 申東起

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Aletheia Analyst Network Limited Rep Advising on securities 2010-04-20 2013-01-04
Rep Dealing in securities 2010-04-20 2013-01-04
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2004-04-21 2004-10-21
RO Dealing in securities 2004-10-21 2006-08-01
Rep Dealing in securities 2006-08-01 2006-11-25
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2007-08-22 2009-08-19
Rep Advising on corporate finance 2007-11-12 2009-08-19

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