Spivey, Michael John Alan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | INTERNATIONAL COMMERCE CORPORATION | RO | Advising on securities | ||
2 | INTERNATIONAL COMMERCE CORPORATION | RO | Asset management | 2008-03-19 | |
3 | INTERNATIONAL COMMERCE CORPORATION | RO | Advising on corporate finance | 2005-06-20 | |
4 | INTERNATIONAL COMMERCE CORPORATION | RO | Asset management | 2006-02-13 | 2006-10-13 |
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