Lee, Wilson Tsz Kin 李子建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-06-01 | 2016-08-18 | Rep | Asset management | 2016-06-01 | 2016-08-18 | RO | Advising on securities | 2016-08-18 | 2019-08-15 | RO | Asset management | 2016-08-18 | 2019-08-15 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2017-04-24 | 2019-08-15 |
| 3 | iTTa Capital Limited | RO | Dealing in securities | 2007-12-04 | 2009-01-28 |
| 4 | Kirin Asset Management Limited | RO | Advising on securities | 2009-03-10 | 2010-05-11 | RO | Asset management | 2009-03-10 | 2010-05-11 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-09-01 | Rep | Automated trading services | 2004-09-01 | Rep | Dealing in securities | 2005-06-15 | RO | Dealing in securities | 2005-06-15 | 2007-04-23 |
| 6 | Sumo Asset Management Limited | RO | Advising on securities | 2010-07-07 | 2016-02-05 | RO | Asset management | 2010-07-07 | 2016-02-05 |
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