Tsai, Wei-Lien 蔡威廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2012-03-21 | 2012-04-12 | Rep | Asset management | 2012-03-21 | 2012-04-12 | RO | Advising on securities | 2012-04-12 | 2012-08-20 | RO | Asset management | 2012-04-12 | 2012-08-20 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-01-13 | Rep | Automated trading services | 2006-02-14 | Rep | Dealing in securities | 2006-02-14 | Rep | Dealing in futures contracts | 2004-02-09 | 2006-02-14 | RO | Automated trading services | 2006-02-14 | 2008-05-01 | RO | Dealing in futures contracts | 2006-02-14 | 2008-05-01 | RO | Dealing in securities | 2006-02-14 | 2008-05-01 |
| 3 | Sumo Asset Management Limited | RO | Advising on securities | 2010-07-07 | 2012-03-15 | RO | Asset management | 2010-07-07 | 2012-03-15 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2023-08-17 | Rep | Asset management | 2023-11-30 |
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