Li, Shen (SFC:AIG162) 李申
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | |
2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-02-11 | |
3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2005-08-10 | |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-08-10 | |
5 | Children's Investment Fund Management (Asia) Limited (The) | Rep | Advising on securities | 2007-03-14 | 2009-05-27 |
6 | Children's Investment Fund Management (Asia) Limited (The) | Rep | Asset management | 2007-03-14 | 2009-05-27 |
7 | Children's Investment Fund Management (Asia) Limited (The) | RO | Advising on securities | 2009-05-27 | 2009-10-21 |
8 | Children's Investment Fund Management (Asia) Limited (The) | RO | Asset management | 2009-05-27 | 2009-10-21 |
9 | JANCHOR PARTNERS LIMITED | Rep | Asset management | 2010-01-06 | 2016-10-07 |
10 | JANCHOR PARTNERS LIMITED | RO | Asset management | 2016-10-07 |
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