To, Wing Ping 涂榮萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-10-21 | 2021-03-04 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-04-16 | 2023-06-29 |
3 | Ko's Brother (Securities) Company | Rep | Advising on corporate finance | 2003-06-02 | Rep | Advising on securities | 2003-06-02 | Rep | Asset management | 2003-06-02 | Rep | Dealing in securities | 2003-07-08 |
4 | KO'S BROTHER SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2003-07-08 | 2020-08-03 |
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