Lau, Koon Ha 劉觀霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2019-09-18 | |
| 2 | Ko's Brother (Securities) Company | Rep | Advising on corporate finance | 2003-05-28 | Rep | Advising on securities | 2003-05-28 | Rep | Asset management | 2003-05-28 | Rep | Dealing in securities | 2003-06-20 |
| 3 | KO'S BROTHER SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-08 | 2019-09-01 |
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